Job Description (JD)
| Nama Program | PENGURUSAN PRA-PERANCANGAN KEWANGAN [K661-004-5:2025] |
|---|---|
| Kod CU | K661-004-5:2025-C05 |
| Competency | Core |
| Tajuk CU | Manage Financial Planning Regulators’ Requirements |
| Penerangan CU | Manage Financial Planning Regulators’ Requirements describes the importance of legal adherence in financial planning activities, providing a secure and reliable for further actions by the financial planner. The person who is competent in this CU should be able to execute financial planning regulatory framework, administer regulatory and licensing requirement, monitor financial planning standard practice compliances and monitor continuous learning requirements. The outcome of this CU is ensuring compliance with regulatory frameworks, licensing, SOPs, and a code of ethics that ensures legal adherence and licensing, operational consistency, and a strong commitment to ethical integrity. |
| Tempoh Latihan | 80 |
| Objektif Pembelajaran | The learning outcomes of this competency are to enable the trainees to ensure compliance with regulatory frameworks, licensing, SOPs, and a code of ethics that ensures legal adherence and licensing, operational consistency and a strong commitment to ethical integrity. Upon completion of this competency unit, trainees should be able to: 1. Execute financial planning regulatory framework. 2. Administer regulatory and licensing requirement. 3. Monitor financial planning standard practice compliances. 4. Monitor continuous learning requirements. |
| Pra-Syarat | Not Available |